Thông tư 216/2013/TT-BTC

Circular No. 216/2013/TT-BTC of December 31, 2013, amending Circular No. 38/2011/TT-BTC stipulating the rate, collection-payment regime, management and use of fees from securities operations applying with security service organizations

Circular No. 216/2013/TT-BTC amending Circular No. 38/2011/TT-BTC fees from securities operations đã được thay thế bởi Circular 242/2016/TT-BTC prices of securities related services applied securities trading organization banks và được áp dụng kể từ ngày 01/01/2017.

Nội dung toàn văn Circular No. 216/2013/TT-BTC amending Circular No. 38/2011/TT-BTC fees from securities operations


THE MINISTRY OF FINANCE
--------

SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

----------------

No. 216/2013/TT-BTC

Hanoi, December 31, 2013

 

CIRCULAR

AMENDING CIRCULAR NO. 38/2011/TT-BTC DATED 16/3/2011 STIPULATING THE RATE, COLLECTION-PAYMENT REGIME, MANAGEMENT AND USE OF FEES FROM SECURITIES OPERATIONS APPLYING WITH SECURITY SERVICE ORGANIZATIONS

Pursuant to the June 29, 2006 Law No.70/2006/QH11 on securities; the November 24, 2010 Law No. 62/2010/QH12 amending and supplementing a number of articles of the Law on securities;

Pursuant to the Ordinance No. 38/2001/PL-UBTVQH10 on charges and fees dated August 28, 2001;

Pursuant to the Government’s Decree No. 57/2002/ND-CP dated June 03, 2002, and Decree No. 24/2006/ND-CP dated March 06, 2006 detailing implementation of Ordinance on charges and fees;

Pursuant to the Government’s Decree No. 58/2012/ND-CP dated July 20, 2012, detailing and guiding implementation of a number of articles of Law on securities and Law on amending and supplementing a number of Articles of Law on securities;

Pursuant to the Government’s Decree No. 118/2008/ND-CP dated November 27, 2008 defining the functions, tasks, powers and organizational structure of the Ministry of Finance;

At the proposal of the Director of the Tax Policy Department.

The Minister of Finance promulgates Circular amending Circular No. 38/2011/TT-BTC dated 16/3/2011 stipulating the rate, collection-payment regime, management and use of fees from securities operations applying with security service organizations, as follows:

Article 1. To amend point 5 of the securities activity charge table promulgated together with the Circular No. 38/2011/TT-BTC dated 16/3/2011 stipulating the rate, collection-payment regime, management and use of fees from securities operations applying with security service organizations, as follows:

No.

Name of charge

Rate of collection

 

Unit collecting charge

Charge payer

5

Charge for service of preserving and supervising the assets of  Closed Funds, Member Funds, Securities Investment Companies (service of preserving and supervising the assets of Open Fund shall conduct collection under agreed price )

Below or equal to 0.15% of the value of the supervised asset

Custodian Bank

Closed Funds, Member Funds, Securities Investment Companies

Article 2. Provisions of implementation

1. This Circular takes effect on February 15, 2014.

2. Other contents related to charges of securities activity applied at security service organizations not mentioned in this Circular shall still comply with provisions in the Circular No. 38/2011/TT-BTC dated 16/3/2011 of the Ministry of Finance.

3. In the course of implementation, any arising problems should be reported to the Ministry of Finance for study and guide.

 

 

FOR. MINISTER OF FINANCE
DEPUTY MINISTER





Vu Thi Mai

 

 

 


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Số hiệu216/2013/TT-BTC
Cơ quan ban hành
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Ngày ban hành31/12/2013
Ngày hiệu lực15/02/2014
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    Circular No. 216/2013/TT-BTC amending Circular No. 38/2011/TT-BTC fees from securities operations
    Loại văn bảnThông tư
    Số hiệu216/2013/TT-BTC
    Cơ quan ban hànhBộ Tài chính
    Người kýVũ Thị Mai
    Ngày ban hành31/12/2013
    Ngày hiệu lực15/02/2014
    Ngày công báo...
    Số công báo
    Lĩnh vựcTài chính nhà nước, Thuế - Phí - Lệ Phí, Chứng khoán
    Tình trạng hiệu lựcHết hiệu lực 01/01/2017
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